Document created: 16 June 04
Air University Review,
January-February 1970
Vice Chief of Staff, U.S. Air Force
A good staff has the advantage of
being more lasting than the genius of a single man.The
Air Staff is not an impersonal entity. It is people, organized to
manage one of the largest activities in this country.
These
raw materials include, but are not limited to, more than a million
military and civilian people, some 14,000 aircraft, over a thousand strategic
missiles, nearly 200 bases, an annual budget of around twenty billion dollars,
and a half-century of experience in air and aerospace operations.
Acting
on this agglomeration of resources is a variety of influences and pressures,
both external and internal to the life of the nation. Among them are changing
international relationships that affect national policy and strategy, domestic
issues—like the war on poverty, public opinion, Congressional interest, and the
pervasive influence of science and technology. Sometimes all or most of these
forces act in the same direction. More often they do not.
It
is the job of the Air Staff, under direction of the Secretary of the Air Force
and the Chief of Staff, to give order, coherence, and purpose to the vast array
of people and material that constitutes the Air Force. Their chart is national
strategy and defense policy, which the Air Force has a voice in determining.
Their charter is the National Defense Act of 1947 and its several amendments.
Doctrine, concepts, and established administrative policy contribute to
consistency. The group of dedicated senior civil servants on the Secretary’s
staff and the Air Staff help provide continuity. Regeneration is ensured by the
continuous inflow of experienced military people from the field and their return
to the commands at the end of their tours.
Every
member of the Air Force—military and civilian—should understand something of
the organizational and management philosophy and practices of the Air Staff,
which affects our corporate and individual lives through its stewardship of a
significant proportion of national resources. We must be aware of both its
strengths and its weaknesses if its evolutionary development is to be properly
controlled. We should understand how Air Staff decisions are made. We should
recognize that the process is one of logical analysis—as devoid as we can make
it of emotion, parochialism, and personal bias—and conducted within the
context of the total national interest. That understanding is the purpose of the
series of articles on the Air Staff that begins in this issue of the Air
University Review.
mission
of the Air Staff
The mission of the Air Staff is planning, programming, policy-formulating, and budgeting for the Air Force and assisting the Secretary and Chief of Staff in managing Air Force resources. The Air Staff serves both the Secretary, who also has a small staff assigned to his office, and the Chief. It is essentially a planning staff, since its functions relate to determining the use to which present and future resources will be put. The Staff also has the important function of supervising the implementation of Air Force plans and policies by operating commands and agencies. This has been generally true throughout the life of the Air Force, but since the 1958 Amendment to the National Security Act the work of the Air Staff almost exclusively concerns resource planning and management. That Amendment gave command of operational forces to unified and specified commanders, who report through the Joint Chiefs of Staff Organization to the Secretary of Defense. The three military departments recruit, train, and equip forces for the unified and specified commanders and develop concepts and doctrine for the employment of these forces.
Although
the Air Staff has no direct responsibility for the development of defense
strategy and policy or for command of fighting forces, it is continuously
involved in these areas through its support of the Chief, who is a member of the
Joint Chiefs of Staff’s and the Secretary, who makes substantial policy inputs to
the Secretary of Defense. The Chief of Staffs time is heavily committed to his
duties as a member of the JCS; hence most elements of the Air Staff are involved
to varying degrees in establishing Air Force positions on JCS issues. Since the
Chief’s day is largely taken up with JCS matters and relations with the public,
the Vice Chief deals principally with internal management of the Air Force,
aided by the Assistant Vice Chief.
In
carrying out its planning and supervisory functions, the Air Staff interfaces
with several other agencies and organizations, principally
—the
small staff of the Secretary of the Air Force, which is organized to cover all
major functional areas except operations;
—the
staffs of the Secretary of Defense and of the Joint Chiefs, from which the Air
Force receives, respectively, policy and operational guidance and direction, and
to which the Air Force provides a wide range of recommendations and advice;
—the
major Air Force commands and operating agencies;
—the
other military departments.
Air Staff Organization
Since
its inception in 1947, the Air Staff has been organized in accordance with four
basic principles: simplicity, flexibility, functionality, and decentralization.
The
simplicity of the organization is apparent from the accompanying chart.
Simplicity facilitates organizational adjustments to meet changing
circumstances. Lines of authority and responsibility are clear-cut, as is
evident on the chart. These lines do not designate routes of coordination,
however. That is an important point to which I will return.
The
Air Force by law is authorized five Deputy Chiefs of Staff and a Comptroller who
has DC/S status. Under each, functionally related Directorates and
“Assistants for-------” are grouped. The principal and permanent staff
functions are assigned to the Directors. Other functional areas that need
temporary emphasis or are related to all elements of a functional grouping are
assigned to “Assistants for.”
The
special advisory services needed by the Chief of Staff are provided by Special
Staff elements and the Assistant Chiefs of Staff. These offices are adjuncts of
the Office of the Chief of Staff and are independent of the basic staff
structure. Though directly responsible to the Chief of Staff, they also advise
and support all other elements of the Air Staff.
The
Special Staff offices have remained relatively constant since 1947, but
Assistant Chiefs have been added or abolished as the need for a focal point or
added emphasis on particular programs or functions has changed. For example, the
Office of the Assistant Chief of Staff for Guided Missiles was disestablished in
1960. A recent addition is the Assistant Chief of Staff, Studies and Analysis.
The function of these Special Staff and support offices is self-evident, with
the possible exception of the Directorate of the Air Force Board Structure. It
is an administrative unit supporting the high-level deliberative and advisory
bodies which will be discussed later.
Decentralization
within the Air Staff is achieved by delegating authority for decisions to the
lowest staff level having both functional responsibility and the information
necessary to make the decision. Ordinarily that is at the Director level; at
this level staff positions usually are developed. On an Air Force-wide basis,
both authority and responsibility are delegated to field commands when
appropriate to do so.
pros
and cons of a functional staff
If
one compares Air Staff organizational charts covering the last twenty-two years,
the similarities are more striking than the differences. Functional groupings
have changed and expanded to meet existing circumstances of technology and
responsibilities. Assistant Chiefs of Staff and “Assistants for” have come
and gone, but the principles of functionality and decentralization have
remained. Through periods of war and peace, expansion and reduction,
decentralization and centralization within the Department of Defense, before and
after the 1958 Amendment to the National Security Act, and throughout nearly a
quarter-century of continuous technological change, the Air Staff’s functional,
decentralized organizational scheme has worked well. Generally it has been
economical in its use of personnel, efficient in the management of resources,
and foresighted in planning for the future. It has not been perfect, and it is
not beyond improvement, but its virtues have outweighed its shortcomings.
The
very significant advantages of simplicity, flexibility, responsiveness, and
economy of personnel have been achieved at the cost of several potential disadvantages.
I stress the word potential because the possibility of these
disadvantages was recognized by Air Force planners when the Air Staff was set
up. They established hedges against these disadvantages, which have been guarded
against ever since. These recognized dangers include—
(1)The
potential for inundating the Office of the Chief of Staff. Since
authority to act for the Chief of Staff has been delegated to subordinate staff
elements, the Chief’s immediate staff of people with substantive
decision-making authority is limited to the Vice Chief and Assistant Vice Chief.
There is no reviewing agency between the Chief’s office and the staff comparable
to that of a general staff secretariat. This potential problem is, in part, kept
within manageable proportions simply by recognition of its existence. The
officers selected to fill Deputy Chief of Staff and Directorate positions must
be knowledgeable, decisive, and willing to accept responsibility for major staff
actions.
The potential workload of the Chief’s office is reduced also by the unique responsibilities of the Deputy Chiefs, who do not confine themselves solely to their areas of functional responsibility. In addition to supervisory and decision-making duties, they act as advisers to the Chief, concerning themselves with Air Force-wide systems and resources.
(2)The
difficulty of integrating and coordinating a large number of decision-making
offices. Coordination is always a problem in any large staff; it
could be particularly acute in one organized along functional lines but in which
most critical problems affect more than one functional area. If the lines of
authority and responsibility shown on the organization chart (the “command” lines) also indicated lines of coordination, staff
coordination would be a much more cumbersome, time-consuming process than it is.
This
potential disadvantage of a functional staff has been reduced in several ways.
Action officers at the lower staff levels are authorized direct coordination on
a horizontal plane with other interested offices. For example, if the Director
of Operational Requirements and Development Plans needs to coordinate an action
with the Director of Aerospace Programs, he does not go vertically through the DCS
Research and Development, then horizontally to the DCS Programs and
Resources, then down the “command” line to the Director of Aerospace
Programs. He goes direct to Programs, and both Directors keep their DCS
informed.
Staff-wide
coordination is expedited also through the Air Force Board Structure. The
functions of the Board Structure elements are primarily deliberative, advisory,
and coordinative. They bring to bear on important problems the collective
judgment and experience of senior Air Force people.
The
Air Staff Board is chaired by the Director of Aerospace Programs and reports to
the Vice Chief of Staff. Its membership includes the Directors of Budget,
Operational Requirements and Development Plans, Personnel Planning, and Plans
and the Assistant for Logistic Planning. The Board has several subcommittees
(Force Structure and Program Review Committees, for example) and ten specialized
panels (Strategic, Electronic Warfare, Tactical, Data Automation, and so on) to
assist in pinpointing and presenting problems for Board consideration. Two
typical agenda items for the Board are review and recommendations on the Air
Force Objective Force and a review of proposals for policy guidance and
management control of the Class 5 Modification Program.
The
Air Staff Board may make recommendations to the appropriate functional official
at Directorate level, it may expedite Director-level coordination, or it may
refer an issue to one of the Directors or the Air Force Council for further
consideration.
The
Air Force Council is chaired by the Vice Chief of Staff. Its members are the
Assistant Vice Chief of Staff, the Comptroller, the Inspector General, and the
five Deputy Chiefs of Staff. The Council reviews and makes recommendations on
matters of major interest to the Air Force. Normally its recommendations are to
the Chief of Staff. Two recurring issues that come before the Council are the
annual Air Force budget submissions and the Objective Force, subsequent to
review of these matters by the Air Staff Board.
The
Secretary of the Air Force conducts periodic top-level program reviews together
with the Assistant Secretaries, the General Counsel, the Chief and Vice Chief of
Staff, the Directors of Legislative Liaison and Information, the Comptroller,
and the Deputy Chiefs of Staff. This body of senior civilian and military
officials formerly was referred to as the Designated Systems Management Group.
The
continual interchange of information between staff people in different
functional areas, the constant informal and formal contacts between Directors,
the dual role of the Deputy Chiefs as supervisors of functional groupings and as
across-the-board advisers to the Chief, and the Air Force Board Structure
alleviate but do not eliminate another potential shortcoming of a functionally
organized staff: the danger of ignoring problems that do not fall into one of
the functional areas. In December 1968 the Director of Doctrine, Concepts,
and Objectives was given specific responsibility for identifying immediate,
incipient, or potential problems that might or might not fall clearly within the
area of responsibility of a functional staff element.
Well-defined procedures for ensuring action on these problems were
established, under the coordinating authority of the Director of Doctrine,
Concepts, and Objectives.
Another
often-discussed defect of a functional organization is an alleged tendency to
foster advocate-adversary roles in the decision process, both across
functional lines and within the vertical structure. This tendency, it seems to
me, is more a frailty of human nature than a disadvantage chargeable to
organizational arrangement. New members of the Air Staff soon learn that they
are not representatives of a command or agency. Rather, their specialized
knowledge is to be used first in the national interest, then in the Air Force
interest as it promotes national objectives, and only within those broad
contexts for the advancement of a command or a function.
Several years ago a Secretary of the Air Staff, Colonel Wayne E. Thurman, wrote to General William F. McKee, then Vice Chief of Staff: “In the final analysis our level of performance is dependent upon the sums of the attitudes of the individuals who make up the Headquarters, and the quality of the leadership they receive. [Nothing] will act as a substitute for a sense of individual responsibility throughout the Air Staff.” That sense of individual responsibility is the greatest asset the Air Staff has.
looking
to the future
The
principal concerns of those who are responsible for direction of the Air
Staff—or any other staff, for that matter—could be summarized as:
—identification
of incipient problems before they reach crisis proportions;
—assurance
that no aspect of any problem is overlooked in the wide-ranging process of
coordination and integration;
—avoidance
of excessive organizational layering or procedural practices that slow
decision-making unnecessarily;
—compatibility
of decisions with policy established by higher echelons of the Defense
Department and the Administration;
—efficient
implementation of decisions by operating elements of the Air Force.
These
concerns relate to the internal operations of the Air Staff and to its interface
with the Secretary’s office, DOD staffs, the Air Force major commands and
agencies, and the other military departments. Success depends heavily on having
the right information in the hands of the right people at the right time.
Central to the efficient operation of the Air Staff is the broad problem of
communication. Mechanization enables easy accumulation of large quantities of
data. We have to guard constantly against drowning in a sea of data while
gasping for information necessary for critical decision-making.
One
of the most complex of all Air Force activities, one that involves all the
principal concerns of the staff manager, is the acquisition of major weapon
systems. The intricate process leading from establishment of a requirement to
weapons in inventory involves harmonizing Air Staff actions with the implementing
actions of major commands, principally the Air Force Systems Command and Air
Force Logistics Command. The process is heavily dependent on successful
interfaces between the Air Staff and the staffs of the Secretary of the Air
Force, the Secretary of Defense, the Joint Chiefs of Staff, and often the staffs
of other military services. It involves extensive contacts with industry and a
flow of information to the Congress and the public.
It
became evident some time ago that improvement was needed in the weapon system
acquisition process. Responsibility for managerial direction of a new
weapon system resided in the Air Staff under a Program Element Monitor (PEM),
while implementation of management direction was vested in Air Force
Systems Command (AFSC), with a System Program Office (SPO) established for each
system. Responsibility for the progress of the weapon system was, or at least
appeared to be, diffused. There were too many levels of review between the SPO
and the ultimate decision-making authorities, the Air Force Secretary and the
Chief of Staff.
A
significant step has now been taken by decentralizing to AFSC responsibility for
managing the development and production of the F-15. AFSC has full
responsibility for managing the F-15 program, with a PEM at AFCS headquarters
and the SPO located in AFSC’s Aeronautical Systems Division at
Wright-Patterson AFB, Ohio. Progress review has been streamlined to
eliminate marginally productive layers of review authority. At the same time,
the Air Force Council and appropriate elements of the Air Staff have modified
their procedures in order to continue their responsibilities for day-to-day
advice to the Chief.
It
is expected that this new decentralized management procedure will fix
responsibility clearly and visibly, improve coordination, hold the number of
developmental changes to an essential minimum, speed up the periodic review
process and the flow of information from implementing to decision-making levels,
and tighten the supervision of industry performance in both developmental and
production phases.
We
propose to test this streamlined management procedure on several weapon systems,
refining the process as experience is gained. If it proves as successful as its
early promise, it could have considerable impact on Air Staff organization and
procedures.
Two
decades of successful operation have not made organizational structure and
procedures of the Air Staff sacrosanct and immutable. Periodically both
structure and procedures are reviewed and modified to meet changing internal and
external circumstances and to make better use of communications and analytical
techniques. We recognize today both organizational and procedural deficiencies
that combine to reduce the decision-makers’ capability for efficient, sound, and
expeditious action.
An
Air Force Management Study Group under chairmanship of the Assistant Vice Chief
of Staff is now conducting a detailed study of Air Staff functional alignments,
procedures, staffing, and relationship with higher, subordinate, and lateral
staffs. The weapon system acquisition process is one of their major interests.
Their recommendation to the Secretary and the Chief of Staff will not be
available before this issue of Air University Review goes to press.
I
am confident that the work of the Study Group will bring us closer to our
constant goal of total efficiency in the management of Air Force resources for
the national interest.
Hq United States Air Force
Contributor
General John C. Meyer (B.A., Dartmouth College) is Vice Chief of Staff, USAF. He was commissioned from flying training in 1940, and in World War II, while serving as Deputy Commander, 352d Fighter Group, he became the leading U.S. ace in Europe. Subsequent assignments include USAF Liaison Officer to the House of Representatives, later Assistant House Liasion Officer, Office of the Secretary of the Air Force; Commander, 4th Fighter Group; Director, Operations and Training, DCS/O, Hq ADC; student and faculty member, Air War College; Commander, 57th Air Division, and 45th Air Division; Deputy Director, Plans, Hq SAC; Commander, Twelfth Air Force, Waco, Texas; and Deputy Director, Vice Director, and Director for Operations, The Joint Staff, Office of the Joint Chiefs of Staff, from 1966 until his present assignment, August 1969.
Disclaimer
The conclusions and opinions expressed in this document are those of the author cultivated in the freedom of expression, academic environment of Air University. They do not reflect the official position of the U.S. Government, Department of Defense, the United States Air Force or the Air University.
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