Air University Review, March-April 1968
Twenty-six million living Americans are veterans of military service, and most of them have served in wartime. How many of these 26 million ever had to face an enemy who held air superiority?
Not many: the 20,000 Army, Air Corps, and Marine troops who were cut off and
overrun in the Philippines immediately after Pearl Harbor; scattered units in
the Pacific during the early days of World War II; the soldiers and airmen in
the Southwest Pacific prior to our defeat of Japanese air power at Wewak in
August 1943: U.S. forces in North Africa up to the battle of Kasserine Pass in
February 1943. In all, probably no more than one out of 50, for after February
1943 the
In
A generation of American fighting men has almost forgotten what it is like not to have air superiority—what it is like to lose mobility except by night; to be cut off from supplies and reinforcements; to be constantly under the watchful eye of enemy reconnaissance aircraft; to be always vulnerable to strafing and bombing attacks; to see one’s fighters and bombers burn on their hardstands; to be outnumbered, outgunned, and outmaneuvered in the air.
We sometimes forget, too, the cost of gaining air superiority from a
well-equipped, well-trained, and determined enemy. In the European and
Mediterranean Theaters alone,
From D-Day until the German surrender on 8 May 1945, a period of eleven
months, the U.S. Eighth and Ninth Air Forces and the First Tactical Air Force
flew 320,000 sorties to maintain the air superiority that we had won at so
great a cost. This was about 25 percent of the total number of sorties flown
during that eleven-month period. In addition to these sorties, fighters of the
Fifteenth Air Force based in
Air superiority came hard and high. Although the Allied air forces had won
air supremacy over
We entered World War II underestimating the importance of air superiority and the difficulty of winning it. We were unprepared both qualitatively and quantitatively. But we emerged from that war with an unrivaled mastery of the employment of air power. We learned the hard way that air superiority is the key to effective use of air power, which is in turn the key to successful surface operations.
In the years since then, that lesson seemed to be forgotten or ignored, or
set aside, twice and relearned twice: first, in the period between World War II
and the Korean War, when hopes for a stable, peaceful world were high.
The
Five years after V-E Day the Soviets were putting into the field jet fighters that were technically the equal of any air superiority fighter in the world. Before the close of 1950 we were to find out in MIG Alley just how good their fighters were.
Air superiority is a relative term, relative in both degree and scope. It is officially denned as “that degree of dominance in the air battle of one force over another which permits the conduct of operations by the former and its related land, sea and air forces at a given time and place without prohibitive interference by the opposing force.” That official definition establishes a minimum requirement for air superiority: the elimination of prohibitive interference. We want always to do much better than that.
At the other end of the air superiority spectrum lies air supremacy, “that degree of air superiority wherein the opposing air force is incapable of effective interference.” That desirable goal may be unattainable, even unnecessary, against either a formidable opponent (such as the Japanese Air Force of World War II) or a less formidable enemy operating from sanctuaries (the Chinese Air Force during the second phase of the Korean War) or a minor power whose equipment is supplied by a noncombatant third power (as in Vietnam).
In
Again, during the second phase of the Korean War, air superiority was
relative, but in a different way. From November 1950 to June 1953, air battles
between USAF F-86s and Chinese MIG-15s were waged continually along the Yalu.
The kill ratio was heavily in our favor, but the Communist fighter force was
never eliminated, since we were not able to attack its bases across the river
in
What constitutes an acceptable degree of air superiority will depend on a wide range of circumstances including the kind of war postulated, types of weapons employed, both geographical and political environments, and economic factors. This is a problem that has to be considered in our force planning. It involves some very difficult decisions on allocation of resources among mission areas, systems and subsystems, and force levels.
In a general nuclear war even immediate air supremacy would not be enough to prevent grave damage to our own country from an enemy’s striking force which included both missiles and bombers. A high level of air superiority could, however, decide the final outcome: which contestant emerged with the greater degree of viability. Whether such an outcome could be described as “victory” is another question. Losing less than an opponent seems at least better than losing more. But since there could be no winner in the traditional sense, our first-priority task is to deter general nuclear war on terms that do not involve a bargaining away of national objectives in order to avoid a nuclear exchange.
Air superiority is an important element in deterrence or in the outcome of general war. In many ways it is easier to plan for in general war than in other types of war, since the strategic bomber threat to this country is quite well known both quantitatively and qualitatively, and the options open to a potential enemy are fewer than in limited war or insurgency. We have available, or potentially available, warning systems, an advanced interceptor, and an airborne warning and control system (AWACS) to supplement missiles as a counter to the threat of general war. I do not propose to deal in any greater detail with this special area of air superiority but rather will limit my observations to theater air superiority, which is primarily a task for tactical air forces.
Air superiority begins far from the battlefield and long before the battle. Often the tendency is to look first and perhaps only at the end process, the battle itself, and to ignore that portion of the air superiority iceberg lying below the surface.
What are the elements that underlie the battle for air superiority? There are at least six.
Perhaps the starting point is intelligence information concerning the quantitative and qualitative strength of the potential enemy’s forces, his research and development activities, and the courses of action open to him. This information is helpful in determining both the design characteristics of our fighters and our force levels. But because of the lead time required to take an advanced fighter from concept to flight line, intelligence is not an infallible index of long-range requirements. The Soviets may not themselves know what their newest fighters will be like in, say, 1975, and certainly they have not settled on force levels for that period any more than we have. Nevertheless, technical intelligence is a useful long-range guide, and in the short term it can provide us valuable information on hardware in-being, tactics, training programs, and deployments.
A second element of air superiority is our own scientific/technical/industrial
competence and capacity. In this respect the
During that war the eleven leading
But we cannot count on throwing a switch and increasing production overnight by a factor of ten or five or even two. Hot production lines are a requisite for rapidly accelerating the output of current models. The lead time for developing and producing a new advanced aircraft is considerable; under optimum conditions it is probably between three and five years, depending on the type of aircraft. And production of aircraft does not alone bring a combat force into being. Crews have to be trained, a wide range of supporting systems and procedures provided. Scientific and technical competence are essential but not a safe substitute for forces-in-being.
One of the most important but least tangible elements of air superiority is doctrine. This is a great lesson of World War II, where faulty doctrine brought us close to disaster in the European Theater.
During the 1920s and ‘30s, air leaders had given lip service, but not much more, to air superiority. The belief was widely held that bomber attacks on enemy industry and population centers would force surrender early—perhaps without the commitment of huge ground forces. Most airmen agreed that enemy “pursuit” aviation, as it then was called, could not seriously interfere with a determined bomber attack.
As a result of the lack of emphasis on fighter aviation, VIII Fighter
Command P-38s and P-47s based in
Belated attention was given to fighter range extension in late 1943. P-47
combat radius was extended from 175 miles to 400 miles with belly tanks. Our
fighters began scoring heavily on offensive fighter sweeps into
Many of the World War II lessons are still relevant today, even though weapon systems have changed drastically in the intervening 25 years. One of the most important lessons is the early advantage held by the side that enters a war with sound doctrine.
After World War II, our doctrine—so far as air superiority was concerned—lay dormant while we adjusted to nuclear weapons and stringent budgets. We were concerned primarily with the fighter’s interceptor role, not with a possible battle for tactical air superiority.
The Korean War saw a revival of World War II doctrine, with some
modifications. But after 1953, air superiority, so far as fighter aircraft were
concerned, was again limited largely to the defense of the
Since the beginnings of jet aviation, it is only in the last three years that real recognition has been given to the need for a true air superiority fighter in the types of war most likely to occur. With the exception of the F-4 we do not, even now, have a first-line tactical fighter that was designed primarily for air-to-air combat and only secondarily for the reconnaissance, interdiction, and close air support roles of tactical aviation. We now see quite clearly the need for one.
Throughout history, doctrine developed in time of peace more often than not has failed to stand the test of war. Quite consistently, it has had to be drastically modified or scrapped altogether once the shooting started. The side that refused, or was unable, to change its doctrine fought at a disadvantage. Witness the Luftwaffe of World War II.
We have better methods and means for studying doctrine (and tactics) than in the past, and a better appreciation of its importance. We therefore should do better in the future, but with no guarantee of infallibility. Flexibility and depth of forces are two hedges against man’s inability to see into the future with clarity.
The other elements of air superiority that I’d like to discuss all relate
directly to people. They are professional experience, training, and command
judgment.
It probably is not possible to quantify the value of professional experience—of combat experience. We all know it is important; but how important and how to weight combat experience as compared to technical factors and to an opponent’s experience curve are questions with no clear answers.
The value of experience also was clearly evident in
Our
The level of recent combat experience in the USAF is higher than that of any
other air force. We should not, however, overstress the kill ratios achieved by
Obviously, not all pilots committed to battle will have had previous combat experience. Training, then, becomes an important element in air superiority. Between 1954 and 1962 the USAF training curriculum for fighter pilots included little, if any, air-to-air combat. This omission was partly a result of doctrine, which then regarded tactical fighters primarily as a means for delivering nuclear ordnance. It was part1y a reflection of concern for flying safety. In any event, as late as October 1963 it was reported that only four of 30 pilots in one fighter squadron had ever shot aerial gunnery. This deficiency has been corrected. Aerial gunnery, missile firing, and combat maneuvering are now important parts of the training program.
A final element in the air superiority equation is command judgment in the use of tactical air resources. That judgment has to be based on experience, assisted by the best operations analysis that can be done in an often fast-developing situation. It is a decisive element in the battle for air superiority. Correct allocation of effort among tactical air tasks spells the difference between success and failure. Without air superiority the other tasks, and hence surface operations, are much less likely to succeed.
A properly balanced force allows the commander maximum flexibility in the allocation of his resources. All tactical combat aircraft are effective in varying degrees in interdiction and close air support. But not all tactical aircraft were designed for or are effective in air-to-air combat (the A-7, for example, which is an attack aircraft rather than fighter). The Air Force is attempting to determine the mix of tactical aircraft types that will allow us to carry out most effectively our tactical air missions under combat conditions that can be reasonably postulated. It seems highly unlikely that there will again be an all-purpose tactical aircraft, like the P-51, that can meet standards of technical feasibility and cost effectiveness. An acceptable degree of design compromise probably will continue to narrow, but it is likely to remain greater in an aircraft intended primarily for air-to-surface missions than in an air superiority fighter.
Planning for air superiority in the future has to be based on three cardinal points:
(1) Control of the air will continue to be a first-priority military objective, since the effectiveness of all other tactical air force tasks, the freedom of maneuver of surface forces, and hence the likelihood of successful surface operations depend on it.
(2) We cannot assume that air superiority will be achieved by default at any level of conflict.
(3) As the Chief of Staff stated in his letter on air superiority to the major commands, dated 3 May 1965: “Regardless of the tactical air task or mode of attack, survival of the fighter aircraft we commit is at some time likely to hinge on air-to-air capability.”
Achieving or maintaining air superiority in the kinds of war that are most likely to happen depends in a major way on two things: the ability to counter enemy surface-to-air missiles and gun fire, and the ability to defeat opposing fighters in air-to-air combat.
Of all enemy aircraft destroyed by AAF fighters in World War II, about 60
percent were shot down in air-to-air combat and 40 percent destroyed by fighter
strafing or bombing. After the early elimination of the North Korean Air Force
by bombers and fighters in the summer of 1950, maintaining air superiority against
the Chinese Air Force in the Korean War was largely an air-to-air fighter show.
In
Success in defeating or neutralizing the effects of surface-to-air fire is
largely a function of electronic subsystems, with which we have gained a great
deal of experience in
On the other hand, success against fighter aircraft that are likely to be in
the Soviet inventory in the mid-1970s (and hence available to other potential
In order to establish performance parameters for an air superiority fighter, we must have in mind the kinds of future wars in which the United States could become involved and the special fighter requirements these wars might create:
(1) Small to medium conventional wars with no well-defined battle lines.
In a war of this kind—similar but not necessarily identical to
(2) Medium to large conventional wars contiguous to Soviet, Communist Chinese, or other Communist-controlled territory. In this type of war, there could be well-defined battle lines, and probably there would be high-quality air opposition. The likelihood of sanctuaries and necessary restrictions on military operations would reduce the opportunity to defeat air opposition by attacking the enemy’s air forces on the ground. This would put a heavy premium on air-to-air combat and would very likely make a superior combat radius highly desirable in our air superiority fighters.
(3) Large-scale conventional war against a major opponent, in which his most advanced fighter aircraft would be used against us. This kind of war would very likely become a war of attrition in which all our air resources could be used to gain air superiority—and all the enemy’s resources would be used against us. It would involve, on a recurring basis, combat in the air and attacks on air bases, communications, POL, surface-to-air defense, production bases, and other air facilities. It is quite likely that there would be no sanctuaries and that the restrictions on use of air power necessary in (1) and (2) above would not apply. Our own active air defense and passive measures would be an important factor in the counterair battle.
(4) Theater war, with low-yield nuclear weapons. Air-to-air combat capability would be extremely important in this type of war because of the destructive potential of the nuclear ordnance carried by even a single aircraft.
(5) High-intensity nuclear war. This is the only type of war in which the tactical air effort would be secondary to strategic forces.
All the varieties of combat in which our tactical fighters might engage have one thing in common. The opposition probably would be equipped with first- or second-string Soviet-designed fighters. Among the levels of war outlined above, the differences in combat environment would be considerable, respecting numbers of aircraft committed, control and warning, equipment of bases, sortie rates, and rules of engagement. The overriding consideration, however, is the quality of fighter opposition that would be characteristic of air-to-air combat across the full spectrum of conflict. We must achieve technical superiority in as many parameters as possible—speed, acceleration, ceiling, maneuverability, rate of roll, climb, armament, and electronics—and must design our tactics to take advantage of the areas of superiority that we achieve.
Since the Korean War, Soviet-designed fighters have consistently had a
ceiling advantage over
One approach to the problem of air superiority in the future would be to modify existing tactical fighters. The A-7 attack aircraft is not a candidate, because of its low speed. The F-100 is too limited by performance, and the F-105 was designed as a compromise fighter, heavily weighted in favor of the air-to-surface roles. The F -4 has by far the best air-to-air characteristics of our current tactical fighters, but by the mid-1970s its technology will be about fifteen years old. To make any of our current fighters at all comparable to fighter aircraft which the U.S.S.R. will almost certainly have in its inventory six or seven years hence either would be technically impossible or, if possible at all, would require very extensive airframe and engine changes, would not allow the advantage of mating these changes with integrated armament and avionics, and, most important, could not take full advantage of the most advanced technology.
For all these reasons, the Air Force has vigorously supported the development of an advanced fighter designed primarily for air-to-air combat but also able to perform other tactical air tasks without compromising its principal role as an air superiority fighter. We are working on the design of this fighter, the F -X, with the Office of the Secretary of Defense and with Navy participation.
The technical characteristics of the F-X have been established with reasonable precision after more than a year of study. Of the advances incorporated in the contemplated design, these are the greatest:
· A tremendously improved thrust-to-weight ratio, which, coupled with a low wing loading, will produce high mach and ceiling along with superior climb, acceleration, and turn ability throughout the flight envelope.
· Advanced avionics and armament, which will provide the necessary ability to defeat any foreseen adversary with a wide variety of weapons, including missiles and guns, in a hostile electronic environment. Although the design is optimized for air-to-air combat, preliminary studies show that the range-payload characteristics of the F-X may be superior to those of the F-4E.
The armament systems proposed for the F -X are of particular interest to me. Even though the armament of our current fighters is superior to that of the MIG-21, I feel that we have not been as imaginative in the development of armament, particularly guns, as we should have been.
The F-X will have both air-to-air missiles and guns. No single air-to-air weapon can provide the range of coverage needed: that is, from less than 500 feet to a range in excess of that of weapons used by an enemy. Probably two types of missiles will be needed: a semiactive radar-guided missile for all-weather operations and attacks at long range, and an infrared (IR) or electro-optical missile for shorter ranges.
The effectiveness of fighter missiles can be significantly reduced by high-G maneuvers on the part of the target aircraft and by countermeasures. Also, there are limitations on use of missiles when friendly and hostile aircraft are mixed together in combat. These limitations are a major reason why an air superiority fighter must also be equipped with guns.
There are other persuasive reasons for developing new and better guns for
our fighters, reasons that have been demonstrated repeatedly in
The only countermeasures to gun fire are target aircraft performance and
pilot skill. But even the excellent M-61 gun, which has been so successful
against MIG’s in
For the F-X, we will investigate a new gun with very high muzzle velocity, a flat trajectory, and a variable rate of fire up to about 6000 rounds per minute. Developing a gun that will be effective in combat up to mach 2+ is extremely important.
I believe we are approaching—or already have reached—the practical limitations of performance in a gun where all the energy is imparted to the projectile within the gun barrel. One feasible solution is a machine gun that fires rocket-propelled projectiles. A spin-stabilized rocket projectile, comparable in size and weight to a 20- or 30-mm shell and fired from a gun-type barrel, should give greatly reduced times of flight with at least as good accuracy as the M-61 gun at ranges from 500 to 1500 yards.
The outcome of the air-to-air battle for air superiority, and all which that battle determines, depends on four factors: airframe performance, armament effectiveness, pilot proficiency, and numerically adequate fighter forces. Because technical ability does not recognize national boundaries, our margin of superiority over a first-rate opponent is likely to be narrow in the first three areas, but there must be some margin of superiority in each one. We have the resources to assure numerical adequacy. Cumulatively, these four factors spell the difference between success and either stalemate or failure.
The Vietnam war has shown once more that the firepower of tactical aircraft
is a decisive factor in conventional warfare, as it was in World War II and
In the final analysis, gaining and holding air superiority rest on our ability to defeat an enemy in air-to-air combat. That is a fact, whether we are free to attack his bases and supporting facilities and to destroy some of his aircraft on the ground, or whether his air resources are secure in a sanctuary area.
A recognized ability to win air superiority rapidly and decisively is a deterrent to conventional war, just as nuclear superiority is a deterrent to general war. Our objective is to deter both kinds of conflict.
The air superiority fighter is a most important key to that goal.
Hq United States Air Force
* For a detailed discussion of the fighter range problem and of the part Allied bombers played in gaining air superiority, see “The Defeat of the German Air Force,” Military Analysis Division, The United States Strategic Bombing Survey, January 1947.
General Bruce K. Holloway (USMA) is Vice Chief of Staff, United States Air Force. After pilot training in 1938, he served two years with the 6th Pursuit Squadron and the 18th Pursuit Group in Hawaii before studying aeronautical engineering at the California Institute of Technology. In China from June 1942 to December 1943, he became a fighter ace while serving first with the American Volunteer Group (Flying Tigers), later, after its absorption into the U.S. Army Air Forces, as Commander, 23d Fighter Group. In 1946 he commanded the first jet-equipped fighter group at March Field, California. Other assignments have been as student, Air Command and Staff School (1947) and National War College (1951); as Chief, Air Defense Division, DCS/D, Hq USAF, to 1953; Deputy Director of Requirements, DCS/D, to 1955; Deputy Commander, Ninth Air Force, to 1957; Deputy Commander, Twelfth Air Force, to 1959; Director of Operational Requirements, DCS/O, Hq USAF, to 1961; Deputy Commander, Chief of Staff, and Deputy Commander in Chief, U.S. Strike Command, to 1965; Commander in Chief, U.S. Air Forces in Europe, and Commander, Fourth Allied Tactical Air Force, Germany, until his present assignment in August 1966.
Disclaimer
The conclusions and opinions expressed in this
document are those of the author cultivated in the freedom of expression,
academic environment of Air University. They do not reflect the official
position of the U.S. Government, Department of Defense, the United States Air
Force or the Air University.
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