Air University Review, January-February 1967
The Fundamentals of Canadian Defense
and Foreign Policy
Dr. W. L. Morton
Foreign and defense policies are an expression of the characteristics of the
country following them. This fact is perhaps more true of Canada than is
generally so. The characteristics of Canada, though little understood
even by Canadians, are especially marked.
The first of these is its territorial size. Canada
is, in territory, the third largest country in the world, greater in extent
than the United States.
Much of this extent is not inhabited and is occupied only in the strictly legal
sense of being under Canadian jurisdiction. But by one of the many ironies of
the new age, even mere space is significant, and Canada has to shape its policies to
take account of its spaces, however empty, and however undesired by others. The
reason is simple: space may now be traversed by intercontinental planes and
missiles.
Second, Canada,
although a continental country, is curiously riverine and insular in character.
Its great rivers, particularly the Saint Lawrence, and their great oceanic
indentations, especially the Gulf of Saint Lawrence and Hudson
Bay, have determined its economic and even its political history.
One province is half insular, another significantly so, and a great portion of Canada’s territory consists of the Arctic Archipelago. These attributes modify its
continental character and help explain its partly maritime nature and the
importance of its ties with the rest of the world.
Third, Canada is not only vast and fragmented, it is in the greater part
waste—waste only occupied here and there at ports or mineral areas, or waste
never likely to be occupied by modern man. The extent to which this is so is
seldom realized. Two things explain it. One is the extent and character of the Canadian Shield, a glaciated peneplain of archaic rocks,
rich only in water and minerals. The other is the arctic and subarctic, which
with repeated glaciation and climate make the northern territory capable of maintaining
life only in the most stunted forms, or in the case of the maritime mammals,
the polar bear and the seal, in limited numbers, or in the case of the caribou
in marginal and easily disrupted circumstances. Most of Canada is
therefore permanent waste.
The result of this enormous central fact is that there are narrow and severe
limits on habitable land and on population growth. Even with the growth of
industry and the provision of vast amounts of power, as will happen in Canada, checks
on the growth of population will continue to operate. It is the Sweden, not the Germany,
of North America.
From these characteristics arises the central paradox of Canada: that it
has a vast territory and a relatively small population (20, 000,000), that it
is a great trading community and a small power.
The character of the Canadian economy derives from the nature of its
territory. It is still, as it always has been, primarily a trader of primary
products. The great economic staples of fish, timber, and wheat are the
Canadian equivalents of American cotton, tobacco, and wheat. But there is this
difference, that despite a great industrial development, particularly since
1940, secondary production has never submerged the earlier staples to the
degree that has occurred in the United
States. And Canadian secondary industry, if
it is to acquire the major markets that make the economics of mass production
possible, must to a great extent find them abroad. Thus the emphasis on export
trade remains, even with industrialization.
The present century has, of course, seen some changes in the nature of the
export staples. Pulp and paper have been added to lumber in the forest
industry. Minerals, oil, gas, and power have been added to wheat (still and for
the foreseeable future a major staple), and there is even talk of exporting
water.
It follows that much of Canadian external policy has to do with trade. Canada is
indeed firmly set in the British tradition that the policy of the state must be
to help create conditions favorable to trade, to win and protect markets, and
to make trade, not ideology or other preference, the principal guide of foreign
policy. Even military policy must be subordinated, both in its costs and in its
objects, to this overriding consideration. For the economic life of the country
is almost wholly dependent on trade abroad, not as drastically as is that of a
commercial island but certainly in the sense of maintaining an achieved level
of prosperity.
Since the 1920’s, and particularly since 1945, the continuing and growing
deficit in Canadian trade with the United States makes this emphasis
on external trade even more important. For it is only by dividends earned by
American firms and the sale of raw materials and manufactured goods to the United States,
and by borrowings in the American money market, that that deficit is financed.
It is also by the earnings of foreign trade that the deficit is in part met.
The enormous American investment in Canada and American ownership of
the larger part of Canadian industry as well as of many of its developed
natural resources raise some question of Canadian economic independence. This
is a matter of serious concern to many Canadians today. It does little,
however, to alter the character of the Canadian economy. Occasionally, friction
has occurred because some American-owned and -managed firms have declined to
take advantage of Canada’s
trading with Cuba
and Communist China. The matter is one of a certain delicacy. Foreign-owned
companies, of course, come under the law of the country in which they operate.
They are under no obligation to follow its policies, but have no right to
thwart them by positive action.
It was the same spirit, born of the same necessity, that led Canada, after years of trouble with heavy annual
carry-overs of wheat, to seize the chance to make very large sales of wheat to
the U.S.S.R. and Communist China, as well as to Cuba
and Poland.
By 1966 these sales quite overshadowed the traditional export markets for wheat
in Britain
and western Europe and replaced the worry of carry-overs with that of failure
to meet commitments. Nothing could better illustrate the nonideological character
of Canadian economic policy, a character sprung from the necessity to export as
extensively as opportunity offers.
The military side of Canadian external policy is of much the same kind. Canada has
never been able to stand alone, or even think of doing so, in any war in which
it was engaged. And rarely, if ever, has it been able to avoid being drawn into
a war in which its political, economic, and neighboring associates were
engaged. This is because Canada has always been, one might say has always had
to be, dependent on some form of association in military matters as it is
dependent on foreign trade in economic matters. As it lacks the population to
create a major internal market, it equally lacks the manpower and the industry
to be a major military power. Yet because of the nature of its economic ties, Canada has
always found it difficult, in fact impossible, to practice isolation.
This military dependence has always, of course, been political and
sentimental as well as economic. It began in the French Empire and continued
through the British. In one way or another the colonies that became the
Dominion of Canada in 1867 were involved in all the major wars of France and England, from King William’s War to
those against Napoleon. The last they might largely have avoided, of course,
had it not been for the War of 1812 with the United
States, but that conflict is another example of how Canada has
tended to be a pawn in conflicts not of its own making. For a century
thereafter Canada had little
part in England’s wars,
neither in the Crimea nor in the colonial wars of England. It knew a century of
practical isolation based on the settlement of 1817-18 between Great Britain and the United States.
In that century the British North American colonies advanced to self-government
and union (Newfoundland
excepted). In managing their own affairs they were encouraged, and after 1871
left, to look after their local defense under the general protection of British
naval power and British prestige. When therefore their participation was sought
in the Boer War in 1899, Canadians were surprised and divided. A compromise in
which actual participation by volunteers was allowed, without further
commitment by the government, met the issue for the moment but did not settle
it. A decade of debate revealed that Canada
was still part of one undivided diplomatic and military state, the British Empire. When that Empire was at war as a result
of decisions made in London,
Canada was at
war. To what extent Canada
would participate, only enemy attack (most unlikely) or the Parliament of
Canada would decide. Actually in 1914 events and emotion decided, and Canada was
fully committed to the war, even to the extent of gravely impairing its
national unity in order to impose conscription (the draft) in 1917.
Thus for two and a half years North America saw the spectacle of Canada at
war and the United States at peace. Clearly Canadian participation was
considered no immediate business of the United States. Yet that
participation could have been, as the events of 1940 were to reveal, of great
importance, even danger, to the United
States. What had been the military relations
of the two countries since 1815?
It seems fair to say that the United States
from 1775, when congressional armies invaded the province
of Quebec, would have welcomed the
inclusion of the British Canadian colonies into the Union,
for which indeed the Articles of Confederation provided. It was not Canadian
territory that was desired, but possession of Canada would have given complete
control of the fisheries and the fur trade. Even more important, it would have
removed the military menace from the north, first French and then British, and
it would have deprived the Indian tribes of the old Northwest of support and a
refuge.
The British, for reasons never fully stated, thought it worthwhile in
1775-83 and in 1812-14 to preserve Canada, perhaps for prestige,
certainly as a loyalist refuge, and after 1815 as a timber reserve for the
Royal Navy. But it had to convince the United
States that Canada
would not be a military menace, and the disarmament of the Great
Lakes was the symbol of this. Yet war threatened three times: in
the aftermath of the Canadian rebellions (1837-38), in the Oregon
affair (1844-46), and the Trent
incident (1861-62). As long as British troops garrisoned Canada and the boundaries between Canada and the United States were not fully
settled, war was not unthinkable. It really became so when by the Treaty of
Washington of 1871 outstanding difficulties were settled, including the San Juan Island border dispute. At the same time,
and in the same spirit, the British troops were withdrawn from Quebec, as they already had been from Montreal and farther inland. Only the
garrison at Halifax
was left, and it was the garrison of a naval base, not of a border. The defense
of Canada from the Atlantic to the Pacific was left to the Canadian militia,
not by training or armament a military menace to anyone except disturbers of
the peace.
In effect, as may now be seen, warfare between Canada
and the United States
was most unlikely and could be ruled out of serious consideration. This is the
justification for the generation of American and Canadian oratory about the “undefended
border.” In fact, there were repeated thoughts on the unthinkable subject—in
the Venezuelan crisis (1895-96), during the Alaskan boundary dispute
(1898-1903), and in the thinking of some Canadian military men down to 1914 and
even, mirabile dictu, in the 1920’s. This last was unrepresentative but
reflected the engrained fears of the weaker power and the continued
possibility, as it seemed, of a British and American conflict down to the Washington agreement on
naval disarmament in 1921-22.
None of this thinking became policy. Canada
turned rather to legal-diplomatic relations with Washington and finally assumed in 1927 the
burden and delicacies of direct diplomatic representation. Such relations did
not of themselves preclude military action, but the spirit in which they were
conducted did. The border, long in fact defended, became actually as undefended
as it had become undefendable.
Military conflict between Canada
and the United States
had then become impossible. The events of the 1930’s and the Second World War,
however, made military cooperation necessary. President Franklin D. Roosevelt
had pledged this in his speech at Kingston,
Ontario, in 1938. With the
distinct possibility of German domination of Europe after May 1940, the two
countries had to take common action for the defense of North
America. British naval officers were surveying Sept Isles in the Gulf of Saint Lawrence as a possible base for the Royal
Navy. Canada might have
become, in Britain’s
place, the country from which resistance to the Nazis would be continued.
Against this background the Permanent Joint Defense Board was created for the
exchange of ideas on North American defense. It was a rather strange
instrument, more symbolic perhaps than useful, and in any case American entry
into a vastly expanded war in 1941 overshadowed it. It did, however, mark the
continuing commitment of the two countries to continental defense and reflected
the fact that henceforth Canada
shared the protection of American naval and military power and must seek its
armaments from American industry and condition its military policy by the
fundamental need for joint action with the United
States in defense of North America.
Neither the further course of the war nor events afterward, including the
Korean War, altered this fact. What did alter it was the new threat of
intercontinental bombing, first by planes and then by missiles, with nuclear
weapons. Out of this need came the building of the early-warning lines in Canada, as well as Alaska, and in 1958 the agreement for
organization of the North American Air Defense Command (NORAD). More desired in
Canada by the military than by the politicians, NORAD was an inescapable
necessity, for only by continuous cooperation, daily joint action, and the most
intimate sharing of tactical and strategical thought in the strange new world
of radar, computers, and missiles, of overkill and second strike, could there
be any effective cooperation.
The difficulties that caused the civilian doubts are obvious. How could
there be any real national sovereignty when integration had to be so close and
action so sudden? How could there be civilian control? (Canada, unlike
the States, has no effective civilian commander in chief, the cabinet playing
that role.) How could a country so committed to joint action with another
country appear before the world with a policy and a character of its own?
Military necessity in the second half of the twentieth century had thus
committed Canada
to a military obligation in which it was much the weaker ally. But economic
necessity required that it propose policies often at variance with those of the
United States.
So, often, did the sentiments of its public. So did the general character of
its diplomacy, its foreign policy in the narrower sense.
Canadian external policy (so called because so much of it is with the
British, who are not foreigners, and Americans, whom Canadians do not think of
as foreigners) has always, for the general reasons given earlier, had to
operate in a complex of political, legal, and sentimental atmospheres more
intricate than is usual. The chief elements in this complex were, of course, Canada’s relations with the British
Empire. By 1871 Canada
had become fully self-governing and self-defending except in foreign relations
and constitutional amendment and in the event of a major war. Efforts after 1885
to have Canada committed by
British foreign policy to military action in Britain’s wars when needed were,
however, steadily resisted. This resistance was based on the constitutional
fact that the Canadian Parliament controlled all taxation in Canada and the
Canadian militia, and not a dollar could be raised for war or a man enlisted
without its consent. Behind the constitutional objection was the fact that
important elements of the Canadian electorate, notably the French Canadians and
Irish Catholics but also many others, were no admirers of British imperialism
and could see no reason whatever why Canada
should take part in Britain’s
imperial wars. Canadian governments of both parties therefore insisted that
they could undertake no commitments beforehand and that Parliament alone could
decide what, if any, action Canada
would take on the Empire going to war. This would be as true of a general war
in which Britain
itself was threatened as of a local colonial war. Canadian nationalism
therefore led to the practice of a Canadian isolationism. How politically
dangerous any departure from this policy was, was shown when Prime Minister
Wilfrid Laurier’s candidate suffered defeat in a by-election in Quebec in which
his Nationalist opponent attacked, as a measure leading to conscription,
Laurier’s Naval Act creating a Canadian navy to cooperate with the Royal Navy
in time of war.
A national policy, then, justified in the last analysis on the absorption of
Canada’s energies in
peopling and governing half a continent, was Canada’s
reaction to its membership in the British Empire.
Towards the United States
its policy had been since Confederation to play the part of the “good neighbor,”
a phrase launched by the Canadian statesman George Brown in 1874. Brown,
significantly enough, used the term while attempting to persuade the United
States to turn again to the policy of reciprocity in tariffs, which Canada had
valued so highly in the period of its operation from 1855 to 1866. That is, Canada wanted
to develop a continental relationship with the nation with which it shared the
continent along a boundary that united rather than divided. It sought to do
this in all ways that left its national character distinct; indeed, there were
Canadians, particularly in the late 1880’s and early 1890’s, who were prepared
to risk some blurring of the distinction in what was called “commercial union”.
As not infrequently happens, Canadians discovered then that in fact the United States had accepted the existence of Canada as a
nation but was not prepared automatically to welcome any Canadian suggestion
for closer relations short of union. Canadian overtures for reciprocity were
steadily rejected from 1874 to 1910 because certain American interests feared
they would be harmed.
The ready assumption of American friendship was still further shaken by the
outcome of the Alaskan boundary dispute (1898-1903). The Canadian case was
extremely weak in law, but Canadian desire for a corridor through the Alaskan
panhandle to the Yukon
goldfields was very strong. They hoped, with British assistance and some
American good nature, at least to arrive at a deal that would give Canada the
minimum of what it wanted, a sea corridor through the panhandle. But the
American government chose to stand on its really unchallengeable legal grounds,
and the British had in fact nothing with which to bargain. By the
Hay-Pauncefote Treaty of 1901 Britain
had surrendered interest in the Panama Canal.
The form of judicial award adopted was merely an attempt to let Canada down easily, but national anger drove
Canadians to two conclusions: one was that it must get control of its foreign
policy away from Britain;
the other was that the Americans are hard bargainers even with their friends.
Three consequences followed: The first was the establishment of the Department
of External Affairs in 1909, a very modest beginning in fact. The second was
the establishment of the Permanent Joint Committee on Boundary Waters in 1910,
an attempt to ensure that most disputes with the United States might be handled
legally and judicially rather than diplomatically with power taking precedence
over law. The third was the rejection by Canada
in 1911, when the United
States had reversed its stand of half a
century, of an agreement for reciprocity in raw materials and some manufactured
goods. Canadian nationalism was operating both within the Empire and in North America.
The outbreak of the First World War seemed indeed to contradict this growing
nationalism. When Great Britain
declared war, its act put Canada
also at war, and the Canadian Parliament, backed by a united public opinion,
quickly voted for full participation. But the length and ferocity of the war
did cause division between French and English Canadians, and the imposition of
conscription created a soreness in Anglo-French relations that was to color
Canadian politics for the next two decades. Moreover, the experience of
military and diplomatic cooperation in war caused national sentiment to grow
more quickly than before. By the end of the war the British
Empire was well on its way to dissolution into the Commonwealth.
In the League of Nations Canadians found an alternative way of asserting their
nationhood and of participating in world affairs free of imperial apron
strings. The declaration of the national autonomy of the Dominion of Canada in
the Commonwealth in 1926, the opening of Canadian embassies in Washington, Paris, and Tokyo in 1927-28, and the
Statute of Westminster in 1931 saw the formal recognition of national autonomy
in the members of the Commonwealth. Actually, their assumption of the functions
of independence, even through participation in the League
of Nations, was almost wholly negative. Canada’s opinion and
policy in the 1920’s were persistently and self-righteously isolationist, and
in the 1930’s its Liberal government after 1935 was to pursue the policy of
appeasement of Germany and Italy even further than Neville Chamberlain cared to
do.
The Second World War was for Canada a rerun of the First, not in the nature
of its participation—that materially was greater even than in 1914-18—but in
the sense that it gave Canada a chance to amend the errors of 1918-19 and the
postwar period. Canadian nationhood had been established. The country had
therefore no purpose but to do what it might to prevent a recurrence of such a
world contest. Its one particular interest was unobtrusive, and its realization
could be sought in general terms: that was not to be caught, as it had been
with respect to Greenland and Saint Pierre and Miquelon, between opposite
policies of Great Britain
and the United States.
Canada,
that is, needed to find a new general complex in which to operate, in order not
to be caught between giants pursuing their own ends.
The proposed United Nations seemed to offer such a framework of policy. Canada
therefore earnestly supported the creation of the U.N. and gave its best
thought to its development. Indeed, converted by the experience of the war from
isolationism and the belief that the sole function proper to an international
organization was conciliation, it was particularly eager to give the Security
Council of the United Nations peace-keeping powers.
Canada
defined its role in a world in which the United Nations might be effective as
that of a middle power, prepared to play a “functional” role in international
bodies. That is, though of no great military weight, it could play a part in
peace-keeping, and its considerable economic power, especially its foreign
trade, would enable it to be helpful in the other organs of the U.N.—the
economic and social agencies in which it was to function to try to prevent the
conditions out of which wars were thought to arise.
Canada
found a similar role in the North Atlantic Treaty Organization. That body in
fact covered the area of the world of primary interest to Canada, and since it included the United States, the United
Kingdom, and France,
it seemed especially likely to prevent the sort of conflicts in which Canada was
caught between the differences of its associates. So keen was Canada on the
development of NATO that it had included in the treaty Article 2 which called
for—in vain as it has proved—the development not only of military cooperation
but also of economic and social ties.
Matters did not go in the next fifteen years as Canada had wished. Russian vetoes
paralyzed the Council of the U.N. The Korean War, in which Canada took
part when it was made a U.N. war, further illustrated the fact that if
peace-keeping rested with the great powers, peace could only be kept by agreement
among them. When the Suez adventure occurred, Canada not only
intervened through the Commonwealth to restrain the British but also proposed
the idea of a peace-keeping force supplied by the smaller powers. If the great
powers could not cooperate, perhaps the small ones might be used to soothe sore
spots from which war might spread. Canadian troops in consequence have been
stationed in the Gaza Strip since 1956. Others, following the same line of
thought and the same procedures, are in Cyprus. Canadian military personnel
help maintain the truce between India
and Pakistan.
Canada
has thus created for itself the role of the trusted, neutral, and disinterested
pacifier. However useful and realistic this role mayor may not prove to be, it
is one extremely popular with Canadian public opinion. It is a flattering one,
and it seems to be useful. Canadian policy is therefore concerned to preserve
this character and to develop the peacekeeping capacities of the U.N. whenever
and however it may be possible. The present policy of integrating the armed
services of Canada is aimed
at increasing Canada’s
effectiveness as a peace-keeper.
At the same time, the development of intercontinental warfare made it
necessary to reconsider Canada’s
part in North American defense. This obligation was met, as noted earlier, in
NORAD. But as also pointed out, the Canadian military had been more keen for
the actual structure of NORAD than had the Canadian public or government. The
reason was quite simple. So definite a commitment to North American defense,
with and under U.S.
leadership, could only bring into question the genuineness of the independence
of Canada’s
role in world politics. A secondary reason was that Official Canadians at least
had not forgotten the readiness with which local American commanders had seemed
to treat Canada
as an occupied country during the war and the heavy-handed dealing of Cordell
Hull with the Saint Pierre-Miquelon affair. The Armed Forces (Visiting) Act of
1947 dealt with the former matter, so far as law could, by insisting on the
usual rule that troops of a friendly power must come under the laws of any
state in which they are placed. But the second could always recur, given the
authority and the preoccupations of the United States.
The difficulties of cooperation were in fact to be illustrated during the
1962 Cuban missile crisis. The Canadian government delayed taking action when
under pressure from the NORAD command and the government of the United States
to do so. When thirty-six hours later Canada did place its forces on the
alert and open Canadian skies to American planes, the action was belated in
terms of intercontinental warfare. There was now no question of Parliament
deciding, but the Canadian cabinet had to do it, and the cabinet, a nationally
representative body, lacked the unity and decisiveness of a civilian commander
in chief. One may suppose the cabinet was divided over the very issue already
stated: What was Canada,
the “Ready, aye, ready” ally of the United States, or the detached peace-maker?
The issue rolled on and was renewed over the question whether the Bomarc
missiles sited in Canada and
the Canadian Air Division in Europe should be
equipped with nuclear warheads. Again, what was Canada,
the military satellite of the United
States or an autonomous country pursuing
peace? When the leader of the opposition, Lester B. Pearson, proposed that
nuclear warheads be adopted, the issue became a political one. When the
American Department of State intervened in the debate, to set the record
straight, as it alleged, the charge of American intervention in Canadian
politics was inevitably made by the government of Prime Minister John G.
Diefenbaker. His own cabinet split on the issue, and his government was
defeated in the House of Commons and in the ensuing election, although the
opposition failed to gain a majority. Clearly, Canada was seriously divided
between its obligations to North American defense—even its role in NATO—and
the role it was attempting to play in the world. No public solution has been
attempted by seeking to diminish the obligations or by changing the role. It
has been officially announced that Canadian forces in NATO will revert to
conventional weapons by stages. It is clearly a matter to be dealt with by
careful diplomacy and full understanding, since neither obligations nor role
can in fact be changed.
In economic policy, Canadian trade with Cuba in nonstrategic materials and,
above all, the sales of wheat to Communist China raised the same issue in other
forms. Canada
believes, and necessarily, in the widest possible trade, with as little
ideological consideration as possible. That in this matter it must differ with
American policy and sentiment is perhaps unfortunate; but it must be so, Canada being
what it is. The same issue underlies Canada’s caution about joining the
Organization of American States. Many of its interests and sentiments lead it
to join; but if it did so, would it have to become the subordinate or, worse,
the challenger of American policy? Perhaps at the point of joining, it set the
matter aside after American action in Santo
Domingo.
In summary, then, the fundamental questions of Canadian policy are these:
· How to meet
its North American commitments while retaining independence in fact and in
appearance
· How to
preserve good relations with the United States while trading as
freely as possible
· How to
preserve economic independence while continuing to share in American capital,
industrial skill, and enterprise
· How to be a
good neighbor to the United
States without ceasing to be a good citizen
of the world.
Peterborough,
Ontario
Contributor
Dr. William Lewis Morton (M.A., Rhodes Scholar, Oxford University;
LL.D., Toronto University)
is Master of Champlain College and Professor of History, Trent
University, Peterborough, Ontario, Canada. His teaching career dates
from 1935, as a Lecturer in History at St. John’s
College, Winnipeg. Three years later he moved to United College,
Winnipeg, for a
year as Assistant Professor of History and Head of Department. Then he moved to
the University of Manitoba, 1939-40; to Brandon College, Brandon, Manitoba,
1940-42; then back to the University of Manitoba, where he remained until 1966,
successively as Assistant Professor of History, Associate Professor, Professor
of Canadian History, Head of the Department of History, Assistant to the Dean
of Arts and Science, Acting Dean of Arts and Science, and Provost, University
College. He has served summer appointments at the Universities of Manitoba, Saskatchewan, Minnesota,
Michigan, and British
Columbia; and in 1960 he was visiting professor at the University of Wisconsin. Dr. Morton is the author of The
Canadian Identity (University of Wisconsin Press, 1961) and other books on Canada; his
articles have been widely published in professional journals and in
encyclopedias.
Disclaimer
The conclusions and opinions expressed in this
document are those of the author cultivated in the freedom of expression,
academic environment of Air
University. They do not
reflect the official position of the U.S. Government, Department of Defense,
the United States Air Force or the Air
University.
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